Filing Details

Accession Number:
0001209191-11-037130
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-01 14:29:03
Reporting Period:
2011-06-29
Filing Date:
2011-07-01
Accepted Time:
2011-07-01 14:29:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469468 Bryan Ingram C/O Avago Technologies Limited
350 West Trimble Road
San Jose CA 95131
Svp & Gm, Wireless Semicon Div No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2011-06-29 20,249 $10.22 70,249 No 4 M Direct
Ordinary Shares Acquisiton 2011-06-29 10,416 $10.22 80,665 No 4 M Direct
Ordinary Shares Acquisiton 2011-06-29 18,750 $5.00 99,415 No 4 M Direct
Ordinary Shares Acquisiton 2011-06-29 585 $5.00 100,000 No 4 M Direct
Ordinary Shares Disposition 2011-06-29 20,249 $37.50 79,751 No 4 S Direct
Ordinary Shares Disposition 2011-06-29 10,416 $37.50 69,335 No 4 S Direct
Ordinary Shares Disposition 2011-06-29 18,750 $37.50 50,585 No 4 S Direct
Ordinary Shares Disposition 2011-06-29 585 $37.50 50,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Options (Right to Buy) Disposition 2011-06-29 20,249 $0.00 20,249 $10.22
Ordinary Shares Employee Stock Options (Right to Buy) Disposition 2011-06-29 10,416 $0.00 10,416 $10.22
Ordinary Shares Employee Stock Options (Right to Buy) Disposition 2011-06-29 18,750 $0.00 18,750 $5.00
Ordinary Shares Employee Stock Options (Right to Buy) Disposition 2011-06-29 585 $0.00 585 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,834 2017-10-31 No 4 M Direct
71,667 2017-10-31 No 4 M Direct
12,500 2016-04-23 No 4 M Direct
51,668 2015-11-30 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 24, 2011.
  2. Includes 50,000 restricted share units. Upon vesting thereof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) restricted share unit.
  3. The option vests with respect to 20% of the shares subject thereto on each anniversary of November 1, 2007, such that the option will be fully vested and exercisable on November 1, 2012.
  4. After completion of the transaction reported on this Form 4, the remaining 71,667 shares subject to this option will vest with respect to 17,916 shares on November 1, 2011 and the remaining shares in three (3) successive and equal installments on November 1, 2012, November 1, 2013 and November 1, 2014.
  5. After completion of the transaction reported on this Form 4, the remaining 12,500 shares subject to this option will vest in two (2) successive and equal installments on December 1, 2011 and December 1, 2012.
  6. After completion of the transaction reported on this Form 4, the remaining 51,668 shares subject to this option will vest in two (2) successive and equal installments on December 1, 2011 and December 1, 2012.