Filing Details
- Accession Number:
- 0001209191-11-037130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-01 14:29:03
- Reporting Period:
- 2011-06-29
- Filing Date:
- 2011-07-01
- Accepted Time:
- 2011-07-01 14:29:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469468 | Bryan Ingram | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | Svp & Gm, Wireless Semicon Div | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2011-06-29 | 20,249 | $10.22 | 70,249 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2011-06-29 | 10,416 | $10.22 | 80,665 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2011-06-29 | 18,750 | $5.00 | 99,415 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2011-06-29 | 585 | $5.00 | 100,000 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2011-06-29 | 20,249 | $37.50 | 79,751 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2011-06-29 | 10,416 | $37.50 | 69,335 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2011-06-29 | 18,750 | $37.50 | 50,585 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2011-06-29 | 585 | $37.50 | 50,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-06-29 | 20,249 | $0.00 | 20,249 | $10.22 |
Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-06-29 | 10,416 | $0.00 | 10,416 | $10.22 |
Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-06-29 | 18,750 | $0.00 | 18,750 | $5.00 |
Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-06-29 | 585 | $0.00 | 585 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,834 | 2017-10-31 | No | 4 | M | Direct | |
71,667 | 2017-10-31 | No | 4 | M | Direct | |
12,500 | 2016-04-23 | No | 4 | M | Direct | |
51,668 | 2015-11-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 24, 2011.
- Includes 50,000 restricted share units. Upon vesting thereof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) restricted share unit.
- The option vests with respect to 20% of the shares subject thereto on each anniversary of November 1, 2007, such that the option will be fully vested and exercisable on November 1, 2012.
- After completion of the transaction reported on this Form 4, the remaining 71,667 shares subject to this option will vest with respect to 17,916 shares on November 1, 2011 and the remaining shares in three (3) successive and equal installments on November 1, 2012, November 1, 2013 and November 1, 2014.
- After completion of the transaction reported on this Form 4, the remaining 12,500 shares subject to this option will vest in two (2) successive and equal installments on December 1, 2011 and December 1, 2012.
- After completion of the transaction reported on this Form 4, the remaining 51,668 shares subject to this option will vest in two (2) successive and equal installments on December 1, 2011 and December 1, 2012.