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Home > Insider Trading > Filing (0001209191-23-027614)

Filing Details

Accession Number:: 0001209191-23-027614
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-05 15:45:36
Reporting Period:: 2023-05-04

Accepted Time:: 2023-05-05 15:45:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1609065	Pathfinder Bancorp Inc.	PBHC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214089	A. James Dowd	214 West First Street Oswego NY 13126	Interim President, Ceo And Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-05-04	820	$12.97	17,427	No	4	P	Indirect	By 401(K)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By 401(K)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,704	Direct
Common Stock	19,203	Indirect	By ESOP

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$11.35	2017-05-06	2026-05-06	15,816	15,816	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-05-06	15,816	15,816	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $12.96 to $12.9899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.