Filing Details
- Accession Number:
- 0001726978-23-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-05 07:04:54
- Reporting Period:
- 2023-05-02
- Accepted Time:
- 2023-05-05 07:04:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1726978 | Goosehead Insurance Inc. | GSHD | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1736766 | Ryan Patrick Langston | 1500 Solana Blvd Building 4, Suite 4500 Westlake TX 76262 | Chief Legal Officer | No | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-05-02 | 13,866 | $10.00 | 18,866 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-05-02 | 13,866 | $58.14 | 5,000 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-05-03 | 16,134 | $10.00 | 21,134 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-05-03 | 14,283 | $58.23 | 6,851 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-05-03 | 1,851 | $58.85 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Stock | Employee Stock Options (right to buy) | Disposition | 2023-05-02 | 13,866 | $10.00 | 13,866 | $10.00 |
| Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2023-05-02 | 15,000 | $0.00 | 15,000 | $58.00 |
| Class A Stock | Employee Stock Options (right to buy) | Disposition | 2023-05-03 | 16,134 | $10.00 | 16,134 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,134 | 2028-04-26 | No | 4 | M | Direct | |
| 15,000 | 2033-05-02 | No | 4 | A | Direct | |
| 0 | 2028-04-26 | No | 4 | M | Direct |
Footnotes
- This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.87 to $58.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.77 to $58.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.78 to $59.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- One third (1/3rd) of the option (now fully exercised), which represented the right to purchase a total of 120,000 shares, vested and became exercisable on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018.
- The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's Amended and Restated Omnibus Incentive Plan).
Billionaire Hedge Funds
