Home > Insider Trading > Filing (0001209191-23-027345)

Filing Details

Accession Number:: 0001209191-23-027345
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-04 16:30:23
Reporting Period:: 2023-05-02

Accepted Time:: 2023-05-04 16:30:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
886982	Goldman Sachs Group Inc	GS	Security Brokers, Dealers & Flotation Companies (6211)	134019460

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1698554	J Brian Lee	C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY 10282	Chief Risk Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2023-05-02	935	$336.88	17,117	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2023-05-02	1,965	$337.98	15,152	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2023-05-02	100	$338.60	15,052	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2023-05-02	700	$336.62	18,108	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	Disposition	2023-05-02	1,800	$337.81	16,308	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	Disposition	2023-05-02	500	$338.41	15,808	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	Acquisiton	2023-05-03	6,270	$0.00	21,322	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2023-05-03	3,201	$333.37	18,121	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Performance-based Restricted Stock Units	Disposition	2023-05-03	6,270	$0.00	6,270	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Footnotes

Reflects a weighted average sale price of $336.88 per share, at prices ranging from $336.47 to $337.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $337.98 per share, at prices ranging from $337.53 to $338.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $336.62 per share, at prices ranging from $336.24 to $336.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Reflects a weighted average sale price of $337.81 per share, at prices ranging from $337.29 to $338.26 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $338.41 per share, at prices ranging from $338.33 to $338.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 7 above.