Filing Details
- Accession Number:
- 0001454197-11-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-01 13:22:08
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-01
- Accepted Time:
- 2011-07-01 13:22:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231087 | L Ellen Brothers | Mattel, Inc. 333 Continental Blvd. El Segundo CA 90245 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-30 | 16,250 | $20.04 | 41,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-30 | 16,250 | $27.49 | 25,408 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2011-06-30 | 16,250 | $0.00 | 16,250 | $20.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,750 | 2005-05-22 | 2012-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,242 | Indirect | In 401(k) |
Footnotes
- The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- As of June 30, 2011, the reporting person had a balance of $254,063 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Billionaire Hedge Funds
