Filing Details
- Accession Number:
- 0000899243-23-012161
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-05-03 20:16:04
- Reporting Period:
- 2023-05-01
- Accepted Time:
- 2023-05-03 20:16:04
- Original Submission Date:
- 2023-05-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1752036 | California Bancorp | CALB | State Commercial Banks (6022) | 821751097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1807460 | A. Stephen Cortese | 1300 Clay Street, Suite 500 Oakland CA 94612 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-01 | 725 | $16.57 | 267,140 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2023-05-02 | 3,000 | $14.68 | 270,140 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35 | Indirect | By daughter |
Footnotes
- These shares were issued to the reporting person under the issuer's Amended and Restated 2017 Equty Incentive Plan in lieu of director retainer and meeting fees.
- The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
