Filing Details

Accession Number:
0001723596-23-000197
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-03 16:55:42
Reporting Period:
2023-05-01
Accepted Time:
2023-05-03 16:55:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1723596 Columbia Financial Inc. CLBK Savings Institution, Federally Chartered (6035) 223504946
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1729859 John Klimowich 19-01 Route 208 North
Fair Lawn NJ 07410
Evp & Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-01 16,537 $0.00 16,537 No 4 A Indirect By Stock Award II
Common Stock Acquisiton 2023-05-02 346 $14.42 48,232 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect By Stock Award II
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Acquisiton 2023-05-01 12,030 $0.00 12,030 $15.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,030 2024-05-01 2033-05-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,777 Indirect By Stock-Based Deferral Plan
Common Stock 17,151 Indirect By 401(k)
Common Stock 5,469 Indirect By ESOP
Common Stock 5,742 Indirect By SERP
Common Stock 4,214 Indirect By SIM
Common Stock 15,385 Indirect By Stock Award
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $15.60 2020-07-23 2029-07-23 188,235 188,235 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-07-23 188,235 188,235 Direct
Footnotes
  1. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.418 to $14.419, inclusive. The reporting person undertakes to provide to Columbia Financial, Inc., any security holder of Columbia Financial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  3. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.
  4. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
  5. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.