Filing Details
- Accession Number:
- 0001415889-23-007174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-03 13:00:20
- Reporting Period:
- 2023-05-01
- Accepted Time:
- 2023-05-03 13:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1849867 | Catalyst Bancorp Inc. | CLST | Savings Institution, Federally Chartered (6035) | 862411762 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1885818 | E. Kirk Kleiser | C/O Catalyst Bancorp Inc 235 N Court St Opelousas LA 70570 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-05-01 | 5,500 | $10.95 | 30,964 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Indirect | By LLC |
Common Stock | 2,500 | Indirect | By Corporation |
Common Stock | 1,200 | Indirect | By Spouse |
Common Stock | 5,000 | Indirect | By LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $13.30 | 2023-09-01 | 2032-09-01 | 21,160 | 21,160 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2032-09-01 | 21,160 | 21,160 | Direct |
Footnotes
- Includes 8,464 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
- The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
- The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
- The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.
- The options vest at a rate of 20% per year commencing on September 1, 2023.