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Filing Details

Accession Number:: 0000935836-23-000378
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-02 18:46:39
Reporting Period:: 2022-11-30

Accepted Time:: 2023-05-02 18:46:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1372807	Portman Ridge Finance Corp	PTMN	()	205951150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1878549	Repertoire Master Fund Lp	345 California Street, Suite 600 San Francisco CA 94104		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-11-30	1,009	$22.34	1,103,911	No	4	P	Direct
Common Stock	Acquisiton	2022-11-30	6,814	$22.34	1,110,725	No	4	P	Direct
Common Stock	Acquisiton	2022-11-30	1,917	$22.34	1,112,642	No	4	P	Direct
Common Stock	Acquisiton	2022-11-30	1,554	$22.08	1,114,196	No	4	P	Direct
Common Stock	Acquisiton	2022-11-30	10,494	$22.08	1,124,690	No	4	P	Direct
Common Stock	Acquisiton	2022-11-30	2,952	$22.08	1,127,642	No	4	P	Direct
Common Stock	Disposition	2022-12-01	149	$22.40	1,127,493	No	4	S	Direct
Common Stock	Disposition	2022-12-01	980	$22.40	1,126,513	No	4	S	Direct
Common Stock	Disposition	2022-12-01	284	$22.40	1,126,229	No	4	S	Direct
Common Stock	Disposition	2022-12-05	1,248	$22.13	1,124,981	No	4	S	Direct
Common Stock	Disposition	2022-12-06	4,468	$22.11	1,120,513	No	4	S	Direct
Common Stock	Disposition	2022-12-07	9,798	$22.25	1,110,715	No	4	S	Direct
Common Stock	Acquisiton	2022-12-08	2,220	$21.85	1,112,935	No	4	P	Direct
Common Stock	Acquisiton	2022-12-09	4,200	$21.89	1,117,135	No	4	P	Direct
Common Stock	Acquisiton	2022-12-09	69	$21.92	1,117,204	No	4	P	Direct
Common Stock	Acquisiton	2022-12-09	455	$21.92	1,117,659	No	4	P	Direct
Common Stock	Acquisiton	2022-12-09	134	$21.92	1,117,793	No	4	P	Direct
Common Stock	Disposition	2022-12-09	300	$22.05	1,117,493	No	4	S	Direct
Common Stock	Disposition	2022-12-12	186	$22.44	1,117,307	No	4	S	Direct
Common Stock	Disposition	2022-12-12	2,220	$22.14	1,115,087	No	4	S	Direct
Common Stock	Disposition	2022-12-13	419	$22.35	1,114,668	No	4	S	Direct
Common Stock	Disposition	2022-12-14	2,602	$22.27	1,112,066	No	4	S	Direct
Common Stock	Disposition	2022-12-16	200	$22.10	1,111,866	No	4	S	Direct
Common Stock	Acquisiton	2022-12-19	1,281	$21.75	1,113,147	No	4	P	Direct
Common Stock	Acquisiton	2022-12-20	100	$21.75	1,113,247	No	4	P	Direct
Common Stock	Acquisiton	2022-12-21	15,309	$21.87	1,128,556	No	4	P	Direct
Common Stock	Acquisiton	2022-12-22	10,000	$21.98	1,138,556	No	4	P	Direct
Common Stock	Acquisiton	2022-12-23	174	$21.97	1,138,730	No	4	P	Direct
Common Stock	Acquisiton	2022-12-23	1,145	$21.97	1,139,875	No	4	P	Direct
Common Stock	Acquisiton	2022-12-23	381	$21.97	1,140,256	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Equity Swap (Obligation to Buy)	Acquisiton	2022-11-30	1	$0.00	106	$22.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1			Yes	4	J	Direct

Footnotes

The reporting person entered into an equity swap agreement with a counterparty under which, upon expiration of the 3-year term of the agreement, (1) the reporting person will be obligated to pay to the counterparty the price per share set forth in Column 2 for the notional number of shares of PTMN common stock set forth in Column 7, and (2) the counterparty will be obligated to pay to the reporting person the market value of the notional number of shares of PTMN common stock set forth in Column 7 as of the end of that period. The reporting person will pay to the counterparty monthly interest on the purchase price of the notional shares, at a rate tied to a market index, and the counterparty will pay to the reporting person all dividends and similar distributions paid on an equivalent number of shares of PTMN common stock during the term.