Filing Details
- Accession Number:
- 0001127602-23-013976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-01 19:36:06
- Reporting Period:
- 2023-04-28
- Accepted Time:
- 2023-05-01 19:36:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1744665 | Scott Catlett | 1441 Gardiner Lane Louisville KY 40213 | Chief Legal &Franchise Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-04-28 | 378 | $140.00 | 11,724 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-04-28 | 2,175 | $140.00 | 12,102 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-04-28 | 1,218 | $140.00 | 14,277 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2023-04-28 | 3,393 | $50.22 | 15,495 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2023-04-28 | 3,393 | $0.00 | 3,393 | $50.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-05 | 2024-02-05 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1(c) plan adopted on February 24, 2023.
- Pursuant to 10b5-1(c) plan adopted on February 24, 2023.
- Pursuant to 10b5-1(c) plan adopted on February 24, 2023.
- Pursuant to 10b5-1(c) plan adopted on February 24, 2023.
Billionaire Hedge Funds
