Filing Details
- Accession Number:
- 0001753926-23-000563
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-01 17:00:03
- Reporting Period:
- 2023-04-27
- Accepted Time:
- 2023-05-01 17:00:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1266806 | Vivani Medical Inc. | VANI | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624919 | Gregg Williams | 5858 Horton St, Suite 280 Emeryville CA 94608 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-04-27 | 408,164 | $0.98 | 12,044,978 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2023-04-28 | 1,632,330 | $1.10 | 13,677,308 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023
- These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023.
- Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.