Filing Details

Accession Number:
0001753926-23-000563
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-01 17:00:03
Reporting Period:
2023-04-27
Accepted Time:
2023-05-01 17:00:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1266806 Vivani Medical Inc. VANI Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624919 Gregg Williams 5858 Horton St, Suite 280
Emeryville CA 94608
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-27 408,164 $0.98 12,044,978 No 4 P Indirect See footnote
Common Stock Acquisiton 2023-04-28 1,632,330 $1.10 13,677,308 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023
  2. These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023.
  3. Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.