Filing Details
- Accession Number:
- 0001562180-23-003717
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-28 11:57:23
- Reporting Period:
- 2023-04-26
- Accepted Time:
- 2023-04-28 11:57:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033206 | D David Dallas | C/O Unity Bancorp Inc 64 Old Highway 22 Clinton NJ 08809 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-04-26 | 20,000 | $22.72 | 1,767,578 | No | 4 | P | Indirect | Dallas Financial Holdings, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Dallas Financial Holdings, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 34,295 | Direct | |
| Restricted Stock | 5,206 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | $0.00 | 0 | 17,333 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 17,333 | Direct |
Footnotes
- The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $22.4995 to $22.8944 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- 187,268 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account for a total of 1,767,578 shares.
- 24,295 shares are held in an account at Shareworks, 10,000 shares are held in a seperate brokerage account for a total of 34,295 shares.
- 4,475 shares are held in an account at Computershare, which have upcoming vesting dates. 731 shares are dividend reinvested shares for a total of 5,206 shares.
- 17,333 stock options were granted under various dates and vesting periods of which 16,000 are currently exercisable.
Billionaire Hedge Funds
