Filing Details
- Accession Number:
- 0001127602-23-013693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-27 18:23:46
- Reporting Period:
- 2022-08-01
- Accepted Time:
- 2023-04-27 18:23:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72971 | Wells Fargo & Company | WFC | National Commercial Banks (6021) | 410449260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1743548 | F Felicia Norwood | 420 Montgomery Street San Francisco CA 94104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Preferred Shares, Series Dd | Acquisiton | 2022-08-01 | 9 | $18.93 | 247 | No | 4 | P | Direct | |
Preferred Shares, Series L | Acquisiton | 2022-08-01 | 1 | $1,276.63 | 11 | No | 4 | P | Direct | |
Preferred Shares, Series Aa | Acquisiton | 2022-10-18 | 5 | $17.84 | 152 | No | 4 | P | Direct | |
Preferred Shares, Series Z | Acquisiton | 2022-10-18 | 6 | $18.00 | 151 | No | 4 | P | Direct | |
Preferred Shares, Series Z | Acquisiton | 2023-03-16 | 77 | $18.85 | 228 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 2/3 Par Value | Common Stock Units | Acquisiton | 2023-04-25 | 5,919 | $40.55 | 5,919 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,919 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1 2/3 Par Value | 5,384 | Direct | |
Preferred Shares, Series Q | 498 | Direct | |
Preferred Shares, Series R | 118 | Direct |
Footnotes
- The Reporting Person did not have a non-exempt sale of the relevant securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") six months before or after this purchase.
- Includes 13 shares not previously reported on the Form 3 filed by the Reporting Person on April 28, 2022.
- Includes 9 shares not previously reported on the Form 3 filed by the Reporting Person on April 28, 2022.
- Includes 8 shares not previously reported on the Form 3 filed by the Reporting Person on April 28, 2022.
- The Reporting Person did not have a non-exempt sale of the relevant securities for purposes of Section 16 of the Exchange Act six months before this purchase.
- Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.
- Each Common Stock Unit represents a right to receive one share of Company common stock.