Filing Details
- Accession Number:
- 0000807249-11-000235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-01 09:13:35
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-01
- Accepted Time:
- 2011-07-01 09:13:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-06-30 | 2,500 | $46.18 | 0 | No | 4 | S | Indirect | By: GGCP, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: GGCP, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 19,657,000 | Indirect | By: GGCP Holdings, LLC |
Class B Common Stock | 350,426 | Direct |
Footnotes
- This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price.
- Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing there are 518,466 shares of Class B Common Stock ("Class B Stock") that may be converted into Class A Common Stock.
- These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.