Filing Details
- Accession Number:
- 0001140361-23-019970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-24 21:05:38
- Reporting Period:
- 2023-04-20
- Accepted Time:
- 2023-04-24 21:05:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616533 | Smart Global Holdings Inc. | SGH | Semiconductors & Related Devices (3674) | 981013909 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1855572 | Thierry Pellegrino | C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560 | Svp, Pres, Ips | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2023-04-20 | 2,452 | $16.35 | 77,715 | No | 4 | F | Direct | |
Ordinary Shares | Disposition | 2023-04-20 | 2,764 | $15.98 | 74,951 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
- The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $16.11, inclusive. The reporting persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.