Filing Details

Accession Number:
0001209191-23-025154
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-21 16:20:02
Reporting Period:
2023-04-19
Accepted Time:
2023-04-21 16:20:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546777 L Russell Gordon 2628 Pearl Road
Medina OH 44258
Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2023-04-19 30,000 $33.80 146,018 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2023-04-19 12,223 $82.96 133,795 No 4 D Direct
Common Stock, $0.01 Par Value Disposition 2023-04-19 5,876 $82.96 127,919 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2023-04-20 11,901 $82.80 116,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2023-04-19 30,000 $0.00 30,000 $33.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
230,000 2023-07-18 No 4 M Direct
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $82.6149 - $83.0345. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Includes an aggregate of 17,835 shares of Common Stock issued pursuant to the Plan, 16,269 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 9,900 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan.
  3. The Stock Appreciation Rights vested on July 18, 2014, 2015, 2016 and 2017.
  4. Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2022 and expire 10 years from the date of grant.