Filing Details
- Accession Number:
- 0001209191-11-036937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-30 17:24:44
- Reporting Period:
- 2011-06-28
- Filing Date:
- 2011-06-30
- Accepted Time:
- 2011-06-30 17:24:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009626 | Brocade Communications Systems Inc | BRCD | Computer Peripheral Equipment, Nec (3577) | 770409517 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229129 | Michael Klayko | 130 Holger Way San Jose CA 95134 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-28 | 150,000 | $4.97 | 436,982 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-28 | 133,453 | $6.22 | 303,529 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-28 | 150,000 | $0.00 | 150,000 | $4.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-08-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 667,056 | Indirect | By Trust |
Common Stock | 22,889 | Indirect | By Daughter |
Footnotes
- Reflects shares held by the Klayko Living Trust, over which the Reporting Person and his spouse exercise investment and voting control.
- The stock option vested on August 20, 2004 and was scheduled to expire on August 20, 2011.