Filing Details
- Accession Number:
- 0001628280-23-012110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-19 21:04:17
- Reporting Period:
- 2022-10-06
- Accepted Time:
- 2023-04-19 21:04:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1827821 | Forge Global Holdings Inc. | FRGE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1916605 | Kelly Rodriques | 415 Mission St., Suite 5510 San Francisco CA 94105 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Disposition | 2022-10-06 | 7,500 | $0.00 | 6,278,254 | No | 4 | G | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2023-03-22 | 79,126 | $0.00 | 6,199,128 | No | 4 | F | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2023-04-17 | 64,018 | $1.68 | 6,135,110 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2023-04-18 | 19,466 | $1.59 | 6,115,644 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2023-04-19 | 50,202 | $1.52 | 6,065,442 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents a gift transfer to an immediate family member of the Reporting Person who does not share the same household as the Reporting Person.
- Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.
- Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2022.
- This transaction was executed in multiple trades at prices ranging from $1.66 to $1.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $1.55 to $1.69. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $1.49 to $1.58. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.