Filing Details
- Accession Number:
- 0001415889-23-006717
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-19 16:55:11
- Reporting Period:
- 2023-04-17
- Accepted Time:
- 2023-04-19 16:55:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1167419 | Riot Platforms Inc. | RIOT | Finance Services (6199) | 841553387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1611745 | Varro Lance D'ambrosio | C/O Riot Platforms, Inc. 3855 Ambrosia Street, Ste. 301 Castle Rock CO 80109 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-04-17 | 26,000 | $12.51 | 43,441 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-04-17 | 4,000 | $0.00 | 39,441 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 5 | G | Direct |
Footnotes
- The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022.
- The reported disposition represents a bona fide gift made by the Reporting Person.