Filing Details
- Accession Number:
- 0000899243-23-011409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-18 19:30:40
- Reporting Period:
- 2023-04-15
- Accepted Time:
- 2023-04-18 19:30:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591851 | Marie Shawn Soderberg | 4353 North First Street San Jose CA 95134 | Evp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-04-15 | 15,000 | $0.00 | 474,862 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2023-04-15 | 4,117 | $0.00 | 478,979 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-04-17 | 9,348 | $18.54 | 469,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2023-04-15 | 15,000 | $0.00 | 15,000 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2023-04-15 | 4,117 | $0.00 | 4,117 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | No | 4 | M | Direct | ||
28,825 | No | 4 | M | Direct |
Footnotes
- Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.47 to $18.5533. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- The RSUs vest over three years such that 15,000 shares vested on April 15, 2022, 15,000 shares vested on April 15, 2023, and 20,000 shares will vest on April 15, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
- The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.