Filing Details
- Accession Number:
- 0000899243-23-011404
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-18 19:24:57
- Reporting Period:
- 2023-04-15
- Accepted Time:
- 2023-04-18 19:24:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1868250 | Guillermo Brooks | 4353 North First Street San Jose CA 95134 | Evp, Sales - Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-04-15 | 6,250 | $0.00 | 110,231 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2023-04-15 | 4,235 | $0.00 | 114,466 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-04-18 | 4,085 | $18.47 | 110,381 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2023-04-15 | 6,250 | $0.00 | 6,250 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2023-04-15 | 4,235 | $0.00 | 4,235 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
56,250 | No | 4 | M | Direct | ||
29,649 | No | 4 | M | Direct |
Footnotes
- Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.4701 to $18.5848. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
- The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.