Filing Details

Accession Number:
0001683168-23-002415
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-14 20:27:14
Reporting Period:
2022-05-31
Accepted Time:
2023-04-14 20:27:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867840 Precision Optics Corporation Inc. POCI Electromedical & Electrotherapeutic Apparatus (3845) 042795294
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1888951 V. Peter Anania C/O Precision Optics Corporation, Inc.
22 East Broadway
Gardner MA 01440
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-05-31 232,915 $0.00 327,133 No 4 J Indirect By Anania & Associates Investment Company, LLC
Common Stock Acquisiton 2022-05-31 232,915 $0.00 232,915 No 4 J Indirect By Anania & Associates
Common Stock Disposition 2022-09-07 327,133 $0.00 0 No 4 J Indirect By Anania & Associates Investment Company, LLC
Common Stock Acquisiton 2022-09-07 8,618 $0.00 8,618 No 4 J Indirect By spouse
Common Stock Disposition 2022-09-16 232,915 $0.00 0 No 4 J Indirect By Anania & Associates
Common Stock Acquisiton 2022-09-16 196,821 $0.00 196,821 No 4 J Direct
Common Stock Acquisiton 2022-11-30 332 $6.00 8,950 No 4 P Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Anania & Associates Investment Company, LLC
No 4 J Indirect By Anania & Associates
No 4 J Indirect By Anania & Associates Investment Company, LLC
No 4 J Indirect By spouse
No 4 J Indirect By Anania & Associates
No 4 J Direct
No 4 P Indirect By spouse
Footnotes
  1. The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.
  2. As previously reported, a limited liability company controlled by Mr. Anania (Anania & Associates Investment Company, LLC, or A&AIC) received 560,048 shares of Issuer common stock (1,680,145 shares on a pre-split basis) on 10/4/21 as partial consideration for the sale of Lighthouse Imaging, LLC assets to the Issuer. A&AIC distributed those shares to its underlying members on 5/31/2022 and 9/7/2022; A&AIC presently owns no shares of the Issuer.
  3. As a result of A&AIC's distributions, Anania & Associates received 232,915 shares (698,746 shares on a pre-split basis) of which Mr. Anania held a proportionate interest in 196,821 shares (590,465 shares on a pre-split basis), and Mr. Anania's spouse received 8,618 shares (25,856 shares on a pre-split basis).
  4. On 9/16/22, Anania & Associates distributed its shares of the Issuer to its shareholders and Mr. Anania received the reported share amounts.