Filing Details
- Accession Number:
- 0001683168-23-002415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-14 20:27:14
- Reporting Period:
- 2022-05-31
- Accepted Time:
- 2023-04-14 20:27:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867840 | Precision Optics Corporation Inc. | POCI | Electromedical & Electrotherapeutic Apparatus (3845) | 042795294 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1888951 | V. Peter Anania | C/O Precision Optics Corporation, Inc. 22 East Broadway Gardner MA 01440 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-05-31 | 232,915 | $0.00 | 327,133 | No | 4 | J | Indirect | By Anania & Associates Investment Company, LLC |
Common Stock | Acquisiton | 2022-05-31 | 232,915 | $0.00 | 232,915 | No | 4 | J | Indirect | By Anania & Associates |
Common Stock | Disposition | 2022-09-07 | 327,133 | $0.00 | 0 | No | 4 | J | Indirect | By Anania & Associates Investment Company, LLC |
Common Stock | Acquisiton | 2022-09-07 | 8,618 | $0.00 | 8,618 | No | 4 | J | Indirect | By spouse |
Common Stock | Disposition | 2022-09-16 | 232,915 | $0.00 | 0 | No | 4 | J | Indirect | By Anania & Associates |
Common Stock | Acquisiton | 2022-09-16 | 196,821 | $0.00 | 196,821 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2022-11-30 | 332 | $6.00 | 8,950 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Anania & Associates Investment Company, LLC |
No | 4 | J | Indirect | By Anania & Associates |
No | 4 | J | Indirect | By Anania & Associates Investment Company, LLC |
No | 4 | J | Indirect | By spouse |
No | 4 | J | Indirect | By Anania & Associates |
No | 4 | J | Direct | |
No | 4 | P | Indirect | By spouse |
Footnotes
- The reported share amounts and prices reflect a 1-for-3 reverse stock split that became effective on 11/1/2022.
- As previously reported, a limited liability company controlled by Mr. Anania (Anania & Associates Investment Company, LLC, or A&AIC) received 560,048 shares of Issuer common stock (1,680,145 shares on a pre-split basis) on 10/4/21 as partial consideration for the sale of Lighthouse Imaging, LLC assets to the Issuer. A&AIC distributed those shares to its underlying members on 5/31/2022 and 9/7/2022; A&AIC presently owns no shares of the Issuer.
- As a result of A&AIC's distributions, Anania & Associates received 232,915 shares (698,746 shares on a pre-split basis) of which Mr. Anania held a proportionate interest in 196,821 shares (590,465 shares on a pre-split basis), and Mr. Anania's spouse received 8,618 shares (25,856 shares on a pre-split basis).
- On 9/16/22, Anania & Associates distributed its shares of the Issuer to its shareholders and Mr. Anania received the reported share amounts.