Filing Details
- Accession Number:
- 0000897069-23-000276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-14 16:58:36
- Reporting Period:
- 2023-04-13
- Accepted Time:
- 2023-04-14 16:58:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1640384 | Lm Funding America Inc. | LMFA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1458737 | L. Andrew Graham | 1200 Platt Street Suite 100 Tampa FL 33606 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-04-13 | 10,900 | $0.93 | 43,816 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $5.95 | 2031-10-28 | 12,605 | 12,605 | Direct | |
Common Stock | Stock Option (right to buy) | $500.00 | 2022-02-10 | 100 | 100 | Direct | |
Common Stock | Stock Option (right to buy) | $0.59 | 2032-12-29 | 167,797 | 167,797 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2031-10-28 | 12,605 | 12,605 | Direct |
2022-02-10 | 100 | 100 | Direct |
2032-12-29 | 167,797 | 167,797 | Direct |
Footnotes
- Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan. These options are fully vested as of the date of this Form 4.
- This option is presently exercisable in full.
- Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022 (the "Plan"). Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. Unvested awards will become fully vested upon a Change of Control, as that term is used in the Plan.