Filing Details

Accession Number:
0000897069-23-000276
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-14 16:58:36
Reporting Period:
2023-04-13
Accepted Time:
2023-04-14 16:58:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640384 Lm Funding America Inc. LMFA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458737 L. Andrew Graham 1200 Platt Street
Suite 100
Tampa FL 33606
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-13 10,900 $0.93 43,816 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $5.95 2031-10-28 12,605 12,605 Direct
Common Stock Stock Option (right to buy) $500.00 2022-02-10 100 100 Direct
Common Stock Stock Option (right to buy) $0.59 2032-12-29 167,797 167,797 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-10-28 12,605 12,605 Direct
2022-02-10 100 100 Direct
2032-12-29 167,797 167,797 Direct
Footnotes
  1. Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan. These options are fully vested as of the date of this Form 4.
  2. This option is presently exercisable in full.
  3. Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022 (the "Plan"). Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. Unvested awards will become fully vested upon a Change of Control, as that term is used in the Plan.