Home > Insider Trading > Filing (0001209191-23-024227)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1607678	Viking Therapeutics Inc.	VKTX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1264949	Greg Zante	C/O Viking Therapeutics, Inc. 9920 Pacific Heights Blvd, Suite 350 San Diego CA 92121	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.00001 Per Share	Acquisiton	2023-04-11	3,242	$7.77	152,521	No	4	M	Direct
Common Stock, Par Value $0.00001 Per Share	Acquisiton	2023-04-11	8,500	$4.68	161,021	No	4	M	Direct
Common Stock, Par Value $0.00001 Per Share	Acquisiton	2023-04-11	30,000	$4.88	191,021	No	4	M	Direct
Common Stock, Par Value $0.00001 Per Share	Acquisiton	2023-04-11	14,553	$5.80	205,574	No	4	M	Direct
Common Stock, Par Value $0.00001 Per Share	Disposition	2023-04-11	56,295	$18.00	149,279	No	4	S	Direct
Common Stock, Par Value $0.00001 Per Share	Acquisiton	2023-04-12	37,447	$5.80	186,726	No	4	M	Direct
Common Stock, Par Value $0.00001 Per Share	Acquisiton	2023-04-12	4,097	$7.77	190,823	No	4	M	Direct
Common Stock, Par Value $0.00001 Per Share	Disposition	2023-04-12	41,544	$18.00	149,279	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2023-04-11	3,242	$0.00	3,242	$7.77
Common Stock	Stock Option (right to buy	Disposition	2023-04-11	8,500	$0.00	8,500	$4.68
Common Stock	Stock Option (right to buy	Disposition	2023-04-11	30,000	$0.00	30,000	$4.88
Common Stock	Stock Option (right to buy	Disposition	2023-04-11	14,553	$0.00	14,553	$5.80
Common Stock	Stock Option (right to buy	Disposition	2023-04-12	37,447	$0.00	37,447	$5.80
Common Stock	Stock Option (right to buy)	Disposition	2023-04-12	4,097	$0.00	4,097	$7.77

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,847	2021-01-03	2030-01-03	No	4	M	Direct
8,500	2021-03-31	2030-03-31	No	4	M	Direct
90,000	2023-01-03	2032-01-03	No	4	M	Direct
63,447	2022-01-04	2031-01-04	No	4	M	Direct
26,000	2022-01-04	2031-01-04	No	4	M	Direct
12,750	2021-01-03	2030-01-03	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.
25% of the shares subject to the option vested or will vest on each one year anniversary of the grant date.
The Form 4 filed by the Reporting Person on April 3, 2023 reporting, among other things, the exercise of 30,911 shares subject to this option on April 3, 2023 inadvertently indicated that there were 0 shares remaining subject to this option after such exercise. That Form 4 should have reflected that there were 20,089 shares remaining subject to this option after such exercise and the balance has been adjusted accordingly in this Form 4.
One-third of the shares subject to the option vested or will vest on each one year anniversary of the grant date.