Filing Details
- Accession Number:
- 0001209191-23-024225
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-13 16:56:46
- Reporting Period:
- 2023-04-11
- Accepted Time:
- 2023-04-13 16:56:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86115 | Safeguard Scientifics Inc | SFE | Investors, Nec (6799) | 231609753 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132317 | Jr A Thomas Satterfield | 15 Colley Cove Drive Gulf Breeze FL 32561 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-04-11 | 48,032 | $1.53 | 356,700 | No | 4 | P | Indirect | By family members and related entities |
Common Stock | Acquisiton | 2023-04-12 | 49,890 | $1.66 | 406,590 | No | 4 | P | Indirect | By family members and related entities |
Common Stock | Acquisiton | 2023-04-12 | 7,095 | $1.71 | 507,095 | No | 4 | P | Indirect | By A.G. Family L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By family members and related entities |
No | 4 | P | Indirect | By family members and related entities |
No | 4 | P | Indirect | By A.G. Family L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 246,000 | Direct | |
Common Stock | 10,000 | Indirect | By spouse |
Common Stock | 250,000 | Indirect | By Tomsat Investment & Trading Co., Inc. |
Common Stock | 671,671 | Indirect | By Caldwell Mill Opportunity Fund |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.46 to $1.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (150,000 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares);
- (Continued from footnote 2), the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares).
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.57 to $1.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.70 to $1.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The reporting person controls the general partner of the partnership that owns the reported securities.
- Includes 20,000 shares held jointly with the reporting person's spouse.