Filing Details
- Accession Number:
- 0001209191-11-036825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-29 20:36:11
- Reporting Period:
- 2011-06-24
- Filing Date:
- 2011-06-29
- Accepted Time:
- 2011-06-29 19:36:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867963 | United American Healthcare Corp | UAHC.PK | Surgical & Medical Instruments & Apparatus (3841) | 382526913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1407316 | M. John Fife | 303 East Wacker Drive Suite 1200 Chicago IL 60601 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-24 | 774,151 | $0.20 | 2,121,646 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-27 | 2,010,658 | $0.20 | 4,132,304 | No | 4 | M | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | M | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Promissory Note | Disposition | 2011-06-27 | 404,384 | $0.00 | 2,010,658 | $0.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-05-18 | 2012-08-17 | No | 4 | M | Indirect |
Footnotes
- Reporting person John M. Fife owns a controlling interest in, and has investment control over the portfolio of, St. George Investments, LLC, an Illinois limited liability company ("St. George"). On June 24, 2011, St. George purchased 774,151 shares of common stock of the Issuer ("Common Stock") for a price of $.20112 per share in a private transaction, as disclosed here and in the Issuer's Current Report on Form 8-K filed on June 29, 2011. In addition, St. George owns 278,936 shares of Common Stock, as disclosed in Amendment No. 9 to the Schedule 13D filed by Mr. Fife on November 16, 2010 and the Statement of Changes in Beneficial Ownership on Form 4 filed by St. George on June 8, 2010.
- (continued from footnote 1) Mr. Fife also owns a controlling interest in, and has investment control over the portfolio of, Chicago Venture Partners, L.P., an Illinois limited partnership, which directly owns 1,068,559 shares of Common Stock, as disclosed in Amendment No. 9 to the Schedule 13D filed by Mr. Fife on November 16, 2010, and the Initial Statement of Beneficial Ownership of Securities on Form 3 filed by Chicago Venture Partners, L.P. on August 30, 2010.
- The Issuer issued 2,010,658 shares of Common Stock to St. George on June 27, 2011, upon St. George's conversion, at a price of $.20112 per share, the entire $404,383.56 amount of outstanding principal and accrued interest on the $400,000 Convertible Promissory Note made by the Issuer in favor of St. George on May 18, 2011, as disclosed in the Issuer's Current Report on Form 8-K filed on May 18, 2011, and the Statement of Changes in Beneficial Ownership on Form 4 filed by Mr. Fife on May 20, 2011.