Filing Details

Accession Number:
0001062993-23-009087
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-12 18:23:40
Reporting Period:
2023-04-10
Accepted Time:
2023-04-12 18:23:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8146 Astronova Inc. ALOT Computer Peripheral Equipment, Nec (3577) 050318215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044005 P Alexis Michas C/O Astronova, Inc.
600 East Greenwich Avenue
West Warwick RI 02893
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-10 66,952 $14.45 535,203 No 4 P Indirect Juniper Targeted Opportunity Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Juniper Targeted Opportunity Fund, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,293 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.865 to $14.50, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. These shares are held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper Investment") serves as investment manager for Juniper Fund. Mr. Michas is a managing member of Juniper Investment and of the general partner of Juniper Fund and, therefore, may be deemed to beneficially own the shares held by Juniper Fund. Mr. Michas disclaims beneficial ownership of holdings of Juniper Fund reflected herein except to the extent of his pecuniary interest therein.