Filing Details
- Accession Number:
- 0001084311-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-30 13:00:11
- Reporting Period:
- 2011-06-29
- Filing Date:
- 2011-06-30
- Accepted Time:
- 2011-06-30 13:00:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188070 | B Charles Wang | 1600 Old Country Road Plainview NY 11803 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class 4 Preference Shares | Acquisiton | 2011-06-29 | 4,035,356 | $0.46 | 4,035,356 | No | 4 | P | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,395,497 | Direct | |
Common Stock | 128,020 | Indirect | By trust for benefit of grandchild |
Commmon Stock | 128,020 | Indirect | By trust for benefit of grandchild |
Common Stock | 27,820,650 | Indirect | By AvantaLion LLC |
Common Stock | 39,216,934 | Indirect | By spouse |
Class 3 Preference Shares | 6,313,875 | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Footnotes
- Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
- AvantaLion LLC is a Delaware limited liability company that is controlled by Mr. Wang.
- Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang. Mr. Wang has a pecuniary interest in 86% of such fund.
- The purchase price was Cdn$0.4503 per share was converted to US dollars using the Bank of Canada closing rate on June 28, 2011 of 1.0176.