Filing Details
- Accession Number:
- 0001084311-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-30 12:42:21
- Reporting Period:
- 2011-06-29
- Filing Date:
- 2011-06-30
- Accepted Time:
- 2011-06-30 12:42:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1084311 | David Kronfeld | 1600 Old Country Road Plainview NY 11803 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class 4 Preference Shares | Acquisiton | 2011-06-29 | 4,692,274 | $0.46 | 4,692,274 | No | 4 | P | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Class 4 Preference Shares | Acquisiton | 2011-06-29 | 6,219,991 | $0.46 | 6,219,991 | No | 4 | P | Indirect | By JK&B Capital V, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
No | 4 | P | Indirect | By JK&B Capital V, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 231,566 | Direct | |
Common Stock | 1,510,300 | Indirect | By DKB JTV Holdings, LLC |
Class 3 Preference Shares | 7,341,715 | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Class 3 Preference Shares | 9,732,042 | Indirect | By JK&B Capital V, L.P. |
Footnotes
- DKB JTV Holdings, LLC is a Delaware limited liability company that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The purchase price of Cdn$0.4503 per share was converted to US dollars using the Bank of Canada closing rate on June 28, 2011 of 1.0176.
- JK&B Capital V Special Opportunity Fund, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- JK&B Capital V, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.