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Home > Insider Trading > Filing (0000899243-23-011028)

Filing Details

Accession Number:: 0000899243-23-011028
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-04-10 16:05:17
Reporting Period:: 2023-04-06

Accepted Time:: 2023-04-10 16:05:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1841800	Nogin Inc.	NOGN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228716	Jonathan Huberman	C/O Nogin, Inc. 1775 Flight Way, Ste. 400 Tustin CA 92782	Ceo & President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-04-06	1,011,828	$3.00	1,020,459	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Warrant	Acquisiton	2023-04-06	1,011,828	$3.00	1,011,828	$3.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,011,828	2023-04-06	2028-04-06	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	285,098	Indirect	See footnote

Footnotes

Reflects securities held of record by Software Acquisition Holdings III LLC (the "Sponsor"). The reporting person is the managing member of the Sponsor, and as a result, may be deemed to share beneficial ownership of the securities held by the Sponsor. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.