Filing Details
- Accession Number:
- 0001209191-11-036850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-30 11:00:37
- Reporting Period:
- 2011-06-28
- Filing Date:
- 2011-06-30
- Accepted Time:
- 2011-06-30 11:00:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397911 | Lpl Investment Holdings Inc. | LPLA | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 203717839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487487 | H. Dan Arnold | C/O Lpl Investment Holdings Inc. Boston MA 02108 | Md & Division President, Fis | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-06-28 | 14,000 | $33.81 | 316,684 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Billionaire Hedge Funds
