Filing Details

Accession Number:
0001365916-23-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-06 18:38:27
Reporting Period:
2023-04-04
Accepted Time:
2023-04-06 18:38:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365916 Amyris Inc. AMRS Industrial Organic Chemicals (2860) 550856151
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720126 Eduardo Alvarez C/O Amyris, Inc.
5885 Hollis Street, Suite 100
Emeryville CA 94608
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-04 492,000 $0.00 843,914 No 4 M Direct
Common Stock Disposition 2023-04-05 231,368 $1.23 612,546 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance-based Restricted Stock Units Disposition 2023-04-04 492,000 $0.00 492,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Represents performance-based restricted stock units ("PSUs") that vested upon achievement of certain pre-established performance metrics as approved by the Issuer's Leadership, Development, Inclusion, and Compensation Committee of the Board of Directors (the "COO PSU Achievement") in connection with the PSUs awarded to the Reporting Person on May 24, 2021.
  2. Each PSU represents a contingent right to receive one share of Issuer's common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date.
  3. Shares sold to satisfy the Reporting Person's tax withholding obligation upon vesting of PSUs in connection with the COO PSU Achievement.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.2289, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  5. This PSU award was granted on May 24, 2021. After the end of the performance period (December 31, 2022), the Issuer's Leadership, Development, Inclusion, and Compensation Committee of the Board of Directors determined that 492,000 PSUs had vested of the original 600,000 PSUs awarded, based on the achievement of certain pre-established performance metrics.