Filing Details

Accession Number:
0001493152-23-011239
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-06 16:01:20
Reporting Period:
2023-04-04
Accepted Time:
2023-04-06 16:01:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412486 Cocrystal Pharma Inc. COCP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898860 Al Et Md Phillip Frost 4400 Biscayne Blvd.
Miami FL 33137
Yes No Yes No
1380896 Trust Investments Gamma Frost 4400 Biscayne Blvd.
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-04 1,015,229 $1.97 1,319,838 No 4 P Indirect By Frost Gamma Investments Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Frost Gamma Investments Trust
Footnotes
  1. These securities were purchased in a private transaction with the Issuer.
  2. The amount of securities beneficially owned has been adjusted for the one-for-12 reverse stock split effective October 11, 2022.
  3. These securities are held by Frost Gamma Investments Trust, of which Phillip Frost, MD (the "Reporting Person") is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole stockholder of Frost Gamma, Inc. is Frost-Nevada Corporation. The Reporting Person is the sole stockholder of Frost-Nevada Corporation. The Reporting Person disclaims beneficial ownership of the securities held by Frost Gamma Investments Trust except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.