Filing Details
- Accession Number:
- 0001181431-11-038785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-29 20:11:27
- Reporting Period:
- 2011-06-27
- Filing Date:
- 2011-06-29
- Accepted Time:
- 2011-06-29 20:11:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094007 | Rainmaker Systems Inc | RMKR | Services-Management Services (8741) | 330442860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254350 | S Gary Briggs | 900 E. Hamilton Avenue Suite 400 Campbell CA 95008 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-27 | 38,760 | $0.00 | 58,760 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2011-06-27 | 15,504 | $0.00 | 15,504 | $1.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,504 | 2011-12-27 | 2016-06-24 | No | 4 | P | Indirect |
Footnotes
- The reported securities are included in the 38,760 Rainmaker Units purchased by the reporting person for $1.29 per unit. Each Unit consists of one share of common stock and one warrant to purchase 0.40 shares of common stock.
- Only the 38,760 shares reported in this transaction are indirectly owned
- The reported securities indirectly owned are registered in the name of the reporting person's family trust
- Only the 15,504 derivative securities reported in this transaction are indirectly owned