Filing Details
- Accession Number:
- 0000921895-11-001389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-28 19:44:11
- Reporting Period:
- 2011-06-24
- Filing Date:
- 2011-06-28
- Accepted Time:
- 2011-06-28 18:44:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
892160 | Derma Sciences Inc. | DSCI | Surgical & Medical Instruments & Apparatus (3841) | 232328753 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205885 | C William Martin | 254 Witherspoon Street Princeton NJ 08542 | No | No | Yes | No | |
1360436 | Raging Capital Fund, Lp | 254 Witherspoon Street Princeton NJ 08542 | No | No | No | Yes | |
1444376 | Raging Capital Management, Llc | 254 Witherspoon Street Princeton NJ 08542 | No | No | Yes | No | |
1467569 | Raging Capital Fund (Qp), Lp | 254 Witherspoon Street Princeton NJ 08542 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2011-06-24 | 165,861 | $0.00 | 569,408 | No | 4 | P | Indirect | By Raging Capital Fund (QP), LP |
Common Stock, Par Value $0.01 | Acquisiton | 2011-06-24 | 88,684 | $0.00 | 470,570 | No | 4 | P | Indirect | By Raging Capital Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Raging Capital Fund (QP), LP |
No | 4 | P | Indirect | By Raging Capital Fund, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2011-06-24 | 82,930 | $0.00 | 82,930 | $9.90 |
Common Stock | Warrants (right to buy) | Acquisiton | 2011-06-24 | 44,342 | $0.00 | 44,342 | $9.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
82,930 | 2016-06-24 | No | 4 | P | Indirect | |
44,342 | 2016-06-24 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 | 1,500 | Direct |
Footnotes
- This Form 4 is filed jointly by Raging Capital Fund, LP ("Raging Capital Fund"), Raging Capital Fund (QP), LP ("Raging Capital Fund QP"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- Represents securities owned directly by Raging Capital Fund QP. As the general partner of Raging Capital Fund QP, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP.
- Represents securities owned directly by Raging Capital Fund. As the general partner of Raging Capital Fund, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund.
- The Warrants are currently exercisable.
- The reported securities were included within 165,861 Units purchased by Raging Capital Fund QP for $8.25 per Unit.
- The reported securities were included within 88,684 Units purchased by Raging Capital Fund for $8.25 per Unit.