Filing Details
- Accession Number:
- 0001104659-23-042147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-05 16:04:57
- Reporting Period:
- 2023-03-20
- Accepted Time:
- 2023-04-05 16:04:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1798562 | Tmc The Metals Co Inc. | TMC | Metal Mining (1000) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1874441 | Gregory Stone | C/O Tmc The Metals Company Inc. 595 Howe Street, 10Th Floor Vancouver A1 V6C 2T5 | Chief Ocean Scientist | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2023-03-20 | 81,323 | $0.00 | 347,476 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2023-03-20 | 173,400 | $0.00 | 520,876 | No | 4 | A | Direct | |
Common Shares | Disposition | 2023-03-29 | 47,969 | $0.72 | 472,907 | No | 4 | S | Direct | |
Common Shares | Disposition | 2023-03-30 | 52,031 | $0.76 | 420,876 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.
- The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date.
- The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7056 to $0.7457 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
- The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.7780 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.