Filing Details
- Accession Number:
- 0000899243-23-010611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-04 21:51:11
- Reporting Period:
- 2023-04-01
- Accepted Time:
- 2023-04-04 21:51:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1863105 | Engagesmart Inc. | ESMT | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1881869 | Paul Robert Bennett | C/O Engagesmart, Inc. 30 Braintree Hill Office Park, Suite 101 Braintree MA 02184 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-04-01 | 2,403 | $0.00 | 867,942 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-04-01 | 706 | $19.25 | 867,236 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-04-01 | 19,377 | $0.00 | 886,613 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-04-01 | 5,688 | $19.25 | 880,925 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-04-03 | 14,000 | $18.88 | 866,925 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-04-03 | 14,000 | $18.88 | 879,877 | No | 4 | S | Indirect | The Robert P. Bennett 2020 GrantorRetained Annuity Trust |
| Common Stock | Disposition | 2023-04-03 | 14,000 | $18.88 | 1,402,000 | No | 4 | S | Indirect | The Bennett Family 2020 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | The Robert P. Bennett 2020 GrantorRetained Annuity Trust |
| No | 4 | S | Indirect | The Bennett Family 2020 Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-04-01 | 2,403 | $0.00 | 2,403 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-04-01 | 19,377 | $0.00 | 19,377 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,039 | No | 4 | M | Direct | ||
| 290,656 | No | 4 | M | Direct |
Footnotes
- Includes 45,101 shares previously held through the Robert P. Bennett 2020 Grantor Retained Annuity Trust, of which the Reporting Person serves as the sole trustee, which were distributed to the Reporting Person on January 31, 2023 and are now owned directly by the Reporting Person.
- Represents the number of common stock withheld to satisfy the tax withholding obligation in connection with the vesting of certain previously reported restricted stock units ("RSUs").
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated September 9, 2022.
- The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $18.71 to $19.06. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated September 9, 2022.
- The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $18.73 to $19.06. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated September 9, 2022.
- The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $18.72 to $19.06. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- Each RSU represents a contingent right to receive one share of common stock.
- The RSUs vest in 16 equal quarterly installments commencing on January 1, 2022 and have no expiration date.
- The RSUs vest in 16 equal quarterly installments commencing on April 1, 2023 and have no expiration date.
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