Filing Details
- Accession Number:
- 0001181431-11-037656
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-21 17:30:57
- Reporting Period:
- 2011-06-20
- Filing Date:
- 2011-06-21
- Accepted Time:
- 2011-06-21 16:30:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207436 | Nobby N Akiha | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | Svp, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-20 | 43,000 | $1.49 | 88,458 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-20 | 43,000 | $5.19 | 45,458 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2011-06-20 | 43,000 | $0.00 | 43,000 | $1.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
788,500 | 2004-03-03 | 2013-03-03 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price within the range of $5.31 and $5.13.
- Includes (a) 5,062 shares of Issuer's common stock subject to a restricted stock unit award granted on January 26, 2010 that will be issued as those units vest and (b) 20,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.