Filing Details

Accession Number:
0001062993-23-008466
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-04 16:03:40
Reporting Period:
2023-04-03
Accepted Time:
2023-04-04 16:03:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1679063 Chicken Soup For The Soul Entertainment Inc. CSSE () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904523 Jr J William Rouhana C/O Chicken Soup For The Soul Entertainm
132 E. Putnam Avenue, Fl. 2
Cos Cob CT 06807
Chief Executive Officer Yes Yes Yes No
1714509 Chicken Soup For The Soul Productions, Llc C/O Chicken Soup For The Soul Entertainm
132 E. Putnam Avenue, Fl. 2
Cos Cob CT 06807
No No Yes No
1714518 Chicken Soup For The Soul Holdings, Llc C/O Chicken Soup For The Soul Entertainm
132 E. Putnam Avenue, Fl. 2
Cos Cob CT 06807
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-04-03 217,000 $2.30 510,108 No 4 P Indirect by Trema, LLC
Class A Common Stock Acquisiton 2023-04-03 1,643,015 $2.30 2,153,123 No 4 P Indirect by Chicken Soup for the Soul, LLC
Class A Common Stock Acquisiton 2023-04-03 1,131,148 $3.05 3,284,271 No 4 A Indirect by Chicken Soup for the Soul, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Trema, LLC
No 4 P Indirect by Chicken Soup for the Soul, LLC
No 4 A Indirect by Chicken Soup for the Soul, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 7,654,506 7,654,506 Indirect
Class A Common Stock Class W Warrants $7.50 2017-08-17 2023-06-30 135,608 135,608 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
7,654,506 7,654,506 Indirect
2023-06-30 135,608 135,608 Indirect
Footnotes
  1. Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
  2. Trema, LLC is an entity controlled by Mr. Rouhana.
  3. Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
  4. Chicken Soup for the Soul, LLC is an entity controlled by Mr. Rouhana. This entity was formerly known as "Chicken Soup for the Soul Productions, LLC".
  5. Represents shares of the Issuer's Class A Common Stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023.
  6. The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.