Filing Details
- Accession Number:
- 0001062993-23-008466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-04 16:03:40
- Reporting Period:
- 2023-04-03
- Accepted Time:
- 2023-04-04 16:03:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1679063 | Chicken Soup For The Soul Entertainment Inc. | CSSE | () | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904523 | Jr J William Rouhana | C/O Chicken Soup For The Soul Entertainm 132 E. Putnam Avenue, Fl. 2 Cos Cob CT 06807 | Chief Executive Officer | Yes | Yes | Yes | No |
1714509 | Chicken Soup For The Soul Productions, Llc | C/O Chicken Soup For The Soul Entertainm 132 E. Putnam Avenue, Fl. 2 Cos Cob CT 06807 | No | No | Yes | No | |
1714518 | Chicken Soup For The Soul Holdings, Llc | C/O Chicken Soup For The Soul Entertainm 132 E. Putnam Avenue, Fl. 2 Cos Cob CT 06807 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-04-03 | 217,000 | $2.30 | 510,108 | No | 4 | P | Indirect | by Trema, LLC |
Class A Common Stock | Acquisiton | 2023-04-03 | 1,643,015 | $2.30 | 2,153,123 | No | 4 | P | Indirect | by Chicken Soup for the Soul, LLC |
Class A Common Stock | Acquisiton | 2023-04-03 | 1,131,148 | $3.05 | 3,284,271 | No | 4 | A | Indirect | by Chicken Soup for the Soul, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Trema, LLC |
No | 4 | P | Indirect | by Chicken Soup for the Soul, LLC |
No | 4 | A | Indirect | by Chicken Soup for the Soul, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 7,654,506 | 7,654,506 | Indirect | ||
Class A Common Stock | Class W Warrants | $7.50 | 2017-08-17 | 2023-06-30 | 135,608 | 135,608 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
7,654,506 | 7,654,506 | Indirect | |
2023-06-30 | 135,608 | 135,608 | Indirect |
Footnotes
- Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
- Trema, LLC is an entity controlled by Mr. Rouhana.
- Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
- Chicken Soup for the Soul, LLC is an entity controlled by Mr. Rouhana. This entity was formerly known as "Chicken Soup for the Soul Productions, LLC".
- Represents shares of the Issuer's Class A Common Stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023.
- The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.