Filing Details
- Accession Number:
- 0001389620-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-20 18:47:59
- Reporting Period:
- 2011-06-16
- Filing Date:
- 2011-06-20
- Accepted Time:
- 2011-06-20 17:47:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 923139 | Flushing Financial Corp | FFIC | Savings Institution, Federally Chartered (6035) | 113209278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389620 | Jeoung Jin | 1979 Marcus Avenue Suite E140 Lake Success NY 11042 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-16 | 450 | $10.89 | 14,998 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-16 | 398 | $12.31 | 14,600 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-06-16 | 18 | $12.31 | 14,582 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-06-17 | 250 | $12.66 | 14,332 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-17 | 254 | $12.52 | 14,078 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-06-19 | 218 | $12.68 | 13,860 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-06-20 | 55 | $12.68 | 13,805 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option Exercise (Right to Buy) | Disposition | 2011-06-16 | 450 | $10.89 | 450 | $10.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-07-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,132 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 537 | 537 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 537 | 537 | Direct |
Footnotes
- Stock option exercise. Options became exercisable in five equal installments beginning on the first anniversary of the date of grant.
- Shares withheld to satisfy tax withholding upon vesting of restricted stock units.
- 1:1
- Includes credits to Mr. Jin's account as of 6/17/11. The vested balance will be paid in a cash lump sum or installments as elected by the reporting officer upon termination of employment (in accordance with 409A).
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