Filing Details

Accession Number:
0001209191-23-022444
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-04-03 21:18:24
Reporting Period:
2023-04-01
Accepted Time:
2023-04-03 21:18:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543916 Forgerock Inc. FORG Services-Prepackaged Software (7372) 331223363
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612102 M Peter Barker C/O Forgerock, Inc.
201 Mission Street, Suite 2900
San Francisco CA 94105
Chief Product Officer & Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-04-01 129,032 $0.00 220,273 No 4 A Direct
Class A Common Stock Acquisiton 2023-04-03 2,083 $0.00 222,356 No 4 C Direct
Class A Common Stock Disposition 2023-04-03 2,083 $20.58 220,273 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2023-04-03 2,083 $0.00 2,083 $4.83
Class A Common Stock Class B Common Stock Acquisiton 2023-04-03 2,083 $0.00 2,083 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-04-03 2,083 $0.00 2,083 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,917 2030-02-08 No 4 M Direct
2,083 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. The reported securities represent restricted stock units ("RSUs"), 25% of which will vest on May 20, 2024 and 1/16th of the RSUs shall vest quarterly thereafter in equal installments, subject to the Reporting Person's continued service through each vesting date.
  2. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
  3. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2022.
  4. Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  5. Twenty-five percent (25%) of the shares subject to the option vested on March 1, 2021; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.