Filing Details
- Accession Number:
- 0001127602-23-011993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-03 19:11:25
- Reporting Period:
- 2023-03-30
- Accepted Time:
- 2023-04-03 19:11:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1745916 | Pennymac Financial Services Inc. | PFSI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486334 | L Gregory Hendry | C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361 | Md, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-03-30 | 2,018 | $21.03 | 49,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-30 | 2,018 | $57.92 | 47,182 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonstatutory Stock Option (Right to Buy) | Disposition | 2023-03-30 | 2,018 | $0.00 | 2,018 | $21.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-13 | 2023-06-12 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonstatutory Stock Option (Right to Buy) | $17.26 | 2015-02-26 | 2024-02-25 | 3,077 | 3,077 | Direct |
| Common Stock | Nonstatutory Stock Option (Right to Buy) | $60.74 | 2024-02-24 | 2033-02-23 | 1,028 | 1,028 | Direct |
| Common Stock | Nonstatutory Stock Option (Right to Buy) | $17.52 | 2016-03-03 | 2025-03-02 | 3,032 | 3,032 | Direct |
| Common Stock | Nonstatutory Stock Option (Right to Buy) | $11.28 | 2017-03-07 | 2026-03-06 | 3,530 | 3,530 | Direct |
| Common Stock | Nonstatutory Stock Option (Right to Buy) | $18.05 | 2018-03-06 | 2027-03-05 | 2,943 | 2,943 | Direct |
| Common Stock | Nonstatutory Stock Option (Right to Buy) | $24.40 | 2019-03-09 | 2028-03-08 | 2,177 | 2,177 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-02-25 | 3,077 | 3,077 | Direct |
| 2033-02-23 | 1,028 | 1,028 | Direct |
| 2025-03-02 | 3,032 | 3,032 | Direct |
| 2026-03-06 | 3,530 | 3,530 | Direct |
| 2027-03-05 | 2,943 | 2,943 | Direct |
| 2028-03-08 | 2,177 | 2,177 | Direct |
Footnotes
- The reported amount consists of 1,017 restricted stock units and 48,183 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting
- The reported amount consists of 1,017 restricted stock units and 46,165 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- This nonstatutory stock option to purchase 2,018 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
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