Filing Details
- Accession Number:
- 0000899243-23-010259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-04-03 18:07:54
- Reporting Period:
- 2023-04-03
- Accepted Time:
- 2023-04-03 18:07:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1820302 | Bakkt Holdings Inc. | BKKT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413810 | N Richard Levy | C/O Victory Park Capital Advisors, Llc 150 North Riverside Plaza, Suite 5200 Chicago IL 60606 | Yes | No | No | Yes | |
| 1825041 | Vpc Impact Acquisition Holdings Sponsor, Llc | C/O Victory Park Capital Advisors, Llc 150 North Riverside Plaza, Suite 5200 Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 Per Share | Disposition | 2023-04-03 | 20,000 | $1.67 | 7,479,045 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65-1.685, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Billionaire Hedge Funds
