Filing Details
- Accession Number:
- 0001415889-23-005711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-31 18:30:51
- Reporting Period:
- 2023-03-29
- Accepted Time:
- 2023-03-31 18:30:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-03-29 | 116,135 | $216.83 | 2,914,836 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-29 | 54,913 | $217.28 | 2,859,923 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-29 | 13,728 | $217.28 | 2,846,195 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-03-30 | 90,259 | $217.70 | 2,936,454 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-30 | 20,963 | $216.81 | 2,915,491 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-30 | 21,782 | $217.66 | 2,893,709 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-30 | 9,363 | $217.66 | 2,884,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-30 | 820 | $218.37 | 2,883,526 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-30 | 503 | $219.30 | 2,883,023 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-03-31 | 200,280 | $224.85 | 3,083,303 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-31 | 1,952 | $219.49 | 3,081,351 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-31 | 891 | $221.31 | 3,080,460 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-31 | 17,620 | $222.05 | 3,062,840 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-31 | 15,239 | $223.13 | 3,047,601 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-31 | 9,547 | $224.26 | 3,038,054 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-31 | 43,356 | $224.92 | 2,994,698 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-31 | 5,832 | $226.16 | 2,988,866 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-31 | 3,340 | $226.16 | 2,985,526 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-31 | 2,757 | $227.04 | 2,982,769 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2023-03-29 | 116,135 | $0.00 | 116,135 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2023-03-30 | 90,259 | $0.00 | 90,259 | $28.58 |
| Common Stock | Employee Stock Option | Disposition | 2023-03-31 | 200,280 | $0.00 | 200,280 | $28.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 296,473 | 2023-03-24 | 2028-02-28 | No | 4 | M | Direct |
| 206,214 | 2023-03-24 | 2028-02-28 | No | 4 | M | Direct |
| 5,934 | 2023-03-24 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022.
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $216.25 to $217.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $217.25 to $218.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $218.25 to $219.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $218.88 to $219.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $220.62 to $221.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $221.62 to $222.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $222.63 to $223.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $223.64 to $224.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $224.64 to $225.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $225.70 to $226.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $226.72 to $227.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
