Filing Details
- Accession Number:
- 0001209191-11-035544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-20 17:42:02
- Reporting Period:
- 2011-06-16
- Filing Date:
- 2011-06-20
- Accepted Time:
- 2011-06-20 16:42:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383571 | Globe Specialty Metals Inc | GSM | Primary Smelting & Refining Of Nonferrous Metals (3330) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469901 | Malcolm Appelbaum | C/O Globe Specialty Metals, Inc. 250 West 34Th St., Suite 2514 New York NY 10119 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-16 | 50,000 | $4.00 | 57,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-16 | 14,593 | $20.60 | 42,407 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-06-16 | 16,100 | $20.27 | 26,307 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-16 | 50,000 | $0.00 | 50,000 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2009-10-30 | 2014-04-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $20.05 to $20.70. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
