Filing Details

Accession Number:
0001209191-23-021879
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-31 16:37:22
Reporting Period:
2022-06-03
Accepted Time:
2023-03-31 16:37:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579157 Vince Holding Corp. VNCE Retail-Apparel & Accessory Stores (5600) 753264870
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1853882 Jonathan Schwefel C/O Vince Holding Corp.
500 Fifth Avenue, 20Th Floor
New York NY 10110
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-03 35,714 $0.00 85,661 No 4 S Direct
Common Stock Disposition 2023-03-30 4,450 $6.74 81,211 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction is filed inadvertently late.
  2. These shares represent restricted stock units that were granted to the Reporting Person on June 3, 2022 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp.through each such vesting date.
  3. These shares of common stock of Vince Holding Corp. (the "Company") were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.
  4. The trade was entered into on March 30, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.71 to $6.95. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.