Filing Details
- Accession Number:
- 0001209191-23-021879
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-31 16:37:22
- Reporting Period:
- 2022-06-03
- Accepted Time:
- 2023-03-31 16:37:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579157 | Vince Holding Corp. | VNCE | Retail-Apparel & Accessory Stores (5600) | 753264870 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1853882 | Jonathan Schwefel | C/O Vince Holding Corp. 500 Fifth Avenue, 20Th Floor New York NY 10110 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-06-03 | 35,714 | $0.00 | 85,661 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-30 | 4,450 | $6.74 | 81,211 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction is filed inadvertently late.
- These shares represent restricted stock units that were granted to the Reporting Person on June 3, 2022 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp.through each such vesting date.
- These shares of common stock of Vince Holding Corp. (the "Company") were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.
- The trade was entered into on March 30, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.71 to $6.95. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.