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Filing Details

Accession Number:: 0001758730-23-000112
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-03-31 16:17:56
Reporting Period:: 2023-03-29

Accepted Time:: 2023-03-31 16:17:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758730	Tradeweb Markets Inc.	TW	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771195	Lee Olesky	Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-03-29	95,070	$20.59	378,272	No	4	M	Direct
Class A Common Stock	Disposition	2023-03-29	95,070	$78.12	283,202	No	4	S	Direct
Class A Common Stock	Disposition	2023-03-29	48,170	$77.11	235,032	No	4	S	Direct
Class A Common Stock	Disposition	2023-03-29	675	$77.00	234,357	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-03-29	22,325	$20.59	256,682	No	4	M	Direct
Class A Common Stock	Disposition	2023-03-30	22,325	$78.84	234,357	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-03-29	95,070	$0.00	95,070	$20.59
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-03-30	22,325	$0.00	22,325	$20.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
458,183		2028-10-26	No	4	M	Direct
435,858		2028-10-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	20,000	Indirect	See footnote

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.42, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.54, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.01 to $79.06, inclusive.
The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
The option is fully vested and exercisable as of the date hereof.