Filing Details

Accession Number:
0001209191-23-021855
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-31 14:44:25
Reporting Period:
2023-03-30
Accepted Time:
2023-03-31 14:44:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216549 C William Mulligan 15147 North Scottsdale Road
H300
Scottsdale AZ 85254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-30 5,000 $9.81 40,163 No 4 P Indirect See Footnote #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote #1
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,490 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 2,500 Direct
Footnotes
  1. These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.
  2. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
  3. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
  4. This figure represents the aggregate number of unvested restricted stock units held by Reporting Person as of the reporting date.