Filing Details
- Accession Number:
- 0001209191-23-021855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-31 14:44:25
- Reporting Period:
- 2023-03-30
- Accepted Time:
- 2023-03-31 14:44:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216549 | C William Mulligan | 15147 North Scottsdale Road H300 Scottsdale AZ 85254 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-30 | 5,000 | $9.81 | 40,163 | No | 4 | P | Indirect | See Footnote #1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote #1 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,490 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 0 | 2,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 2,500 | Direct |
Footnotes
- These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.
- Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
- This figure represents the aggregate number of unvested restricted stock units held by Reporting Person as of the reporting date.