Filing Details
- Accession Number:
- 0001181431-11-037489
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-20 15:41:26
- Reporting Period:
- 2011-06-16
- Filing Date:
- 2011-06-20
- Accepted Time:
- 2011-06-20 14:41:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1400431 | Patheon Inc | PTI | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226288 | C James Mullen | 4721 Emperor Blvd Suite 200 Durham NC 27703 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Voting Shares | Acquisiton | 2011-06-16 | 27,500 | $2.18 | 523,900 | No | 4 | P | Direct | |
Restricted Voting Shares | Acquisiton | 2011-06-17 | 10,279 | $2.24 | 534,179 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2011.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.16 to $2.19, inclusive. The reporting person undertakes to provide to Patheon Inc., any security holder of Patheon Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The amounts reported in column 4 and this footnote (2) for June 16, 2011 were converted from Canadian dollars into U.S. dollars based on the June 16, 2011 closing exchange rate of 0.979 Canadian dollars per U.S. dollar as quoted by Reuters.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.24 to $2.27, inclusive. The amounts reported in column 4 and this footnote (3) for June 17, 2011 were converted from Canadian dollars into U.S. dollars based on the June 17, 2011 closing exchange rate of 0.9792 Canadian dollars per U.S. dollar as quoted by Reuters.