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Filing Details

Accession Number:: 0001415889-23-005537
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-03-28 21:54:38
Reporting Period:: 2023-03-24

Accepted Time:: 2023-03-28 21:54:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1069183	Axon Enterprise Inc.	AXON	Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480)	860741227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1167028	W Patrick Smith	17800 North 85Th Street Scottsdale AZ 85255	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-03-27	57,863	$218.59	2,806,019	No	4	M	Direct
Common Stock	Disposition	2023-03-27	5,408	$216.52	2,800,611	No	4	S	Direct
Common Stock	Disposition	2023-03-27	16,993	$217.55	2,783,618	No	4	S	Direct
Common Stock	Disposition	2023-03-27	5,019	$218.36	2,778,599	No	4	S	Direct
Common Stock	Disposition	2023-03-27	4,157	$218.36	2,774,442	No	4	S	Direct
Common Stock	Disposition	2023-03-27	2,270	$219.47	2,772,172	No	4	S	Direct
Common Stock	Disposition	2023-03-27	428	$220.14	2,771,744	No	4	S	Direct
Common Stock	Acquisiton	2023-03-28	66,076	$215.60	2,837,820	No	4	M	Direct
Common Stock	Disposition	2023-03-28	27,963	$215.40	2,809,857	No	4	S	Direct
Common Stock	Disposition	2023-03-28	3,332	$216.07	2,806,525	No	4	S	Direct
Common Stock	Disposition	2023-03-28	1,742	$216.07	2,804,783	No	4	S	Direct
Common Stock	Disposition	2023-03-28	4,689	$217.29	2,800,094	No	4	S	Direct
Common Stock	Disposition	2023-03-28	1,393	$218.09	2,798,701	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Acquisiton	2023-03-24	530,488	$0.00	530,488	$28.58
Common Stock	Employee Stock Option	Disposition	2023-03-27	6,059	$0.00	6,059	$28.58
Common Stock	Employee Stock Option	Disposition	2023-03-27	51,804	$0.00	51,804	$28.58
Common Stock	Employee Stock Option	Disposition	2023-03-28	66,076	$0.00	66,076	$28.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
536,547	2023-03-24	2028-02-28	No	4	A	Direct
530,488	2021-11-16	2028-02-28	No	4	M	Direct
478,684	2023-03-24	2028-02-28	No	4	M	Direct
412,608	2023-03-24	2028-02-28	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022.
Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
The transaction was executed in multiple trades at prices ranging from $215.90 to $216.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $216.90 to $217.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $217.90 to $218.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
The transaction was executed in multiple trades at prices ranging from $218.90 to $219.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $219.93 to $220.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $214.78 to $215.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $215.78 to $216.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $216.78 to $217.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $217.81 to $218.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of the eleventh tranche of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for this tranche vested on March 24, 2023. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares sold or made available to sell to cover taxes.